-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OspMQAMOfVpLZXHkd2Xtsb/1CTJptN75Kx52KHu84PLL7VT2TRM1VIPLLVYMl/Hm pZKnroFpRmpat3d+7DhjyQ== 0000950005-08-000048.txt : 20080208 0000950005-08-000048.hdr.sgml : 20080208 20080208164502 ACCESSION NUMBER: 0000950005-08-000048 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080208 DATE AS OF CHANGE: 20080208 GROUP MEMBERS: ALTA CALIFORNIA MANAGEMENT PARTNERS III, LLC GROUP MEMBERS: ALTA CALIFORNIA PARTNERS III, L. P. GROUP MEMBERS: ALTA EMBARCADERO PARTNERS III, LLC GROUP MEMBERS: ALTA PARTNERS MANAGEMENT VIII, LLC GROUP MEMBERS: ALTA PARTNERS VIII, L.P. GROUP MEMBERS: DANIEL JANNEY GROUP MEMBERS: FARAH CHAMPSI GROUP MEMBERS: GUY NOHRA SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ANESIVA, INC. CENTRAL INDEX KEY: 0001131517 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770503399 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-79795 FILM NUMBER: 08589719 BUSINESS ADDRESS: STREET 1: 650 GATEWAY BOULEVARD STREET 2: -- CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6506249600 MAIL ADDRESS: STREET 1: 650 GATEWAY BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FORMER COMPANY: FORMER CONFORMED NAME: CORGENTECH INC DATE OF NAME CHANGE: 20010106 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Alta Partners VIII, L.P. CENTRAL INDEX KEY: 0001399763 IRS NUMBER: 204774702 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER, SUITE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-362-4022 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER, SUITE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SC 13G 1 p20311sc13g.htm SCHEDULE 13G UNITED STATES



UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.  20549



SCHEDULE 13G

(Amendment No. __)*


UNDER THE SECURITIES EXCHANGE ACT OF 1934



ANESIVA, INC.

(Name of Issuer)


Common Stock

(Title of Class of Securities)


03460L100

(CUSIP Number)



December 31, 2007

(Date of Event That Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:


[   ]

Rule 13d-1(b)

[   ]

Rule 13d-1(c)

[X]

Rule 13d-1(d)

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




 



CUSIP No. 03460L100

 

Page 2 of 17 pages





(1) Names of Reporting Persons.  

Alta California Partners III, L. P.

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

Delaware

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

506,606 (a)

  

(6)

Shared Voting Power

-0-

  
 

(7)

Sole Dispositive Power


506,606 (a)

(8)

Shared Dispositive Power


-0-

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

506,606 (a)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

1.3% (b)

(12)

Type Of Reporting Person

PN


(a)   Alta California Partners III, L.P. (“ACPIII”) has sole voting and dispositive control over 506,606 shares of common stock (“Common Stock”) of Anesiva, Inc. (the “Issuer”), except that Alta California Management Partners III, LLC (“ACMPIII”), the general partner of ACPIII, and Guy Nohra (“Nohra”) and Daniel Janney (“Janney”), managing directors of ACMPIII, may be deemed to share the right to direct the voting and dispositive control over such stock.  Additional information about ACPIII is set forth in Attachment A hereto.

(b) The percentage set forth in row (11) is based on an aggregate of 40,378,413 shares of Common Stock outstanding, as disclosed in the Issuer’s final prospectus filed on December 13, 2007, in connection with its follow-on offering of Common Stock, which closed on December 21, 2007.  



 



CUSIP No. 03460L100

 

Page 3 of 17 pages




(1) Names of Reporting Persons.  

Alta California Management Partners III, LLC

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

Delaware

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

-0-

  

(6)

Shared Voting Power

506,606 (c)

  
 

(7)

Sole Dispositive Power


-0-

(8)

Shared Dispositive Power


506,606 (c)

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

506,606 (c)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

1.3% (b)

(12)

Type Of Reporting Person

OO


 (c)   ACMPIII shares voting and dispositive power over the 506,606 shares of Common Stock beneficially owned by ACPIII.  



 



CUSIP No. 03460L100

 

Page 4 of 17 pages




(1) Names of Reporting Persons.  

Alta Embarcadero Partners III, LLC

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

California

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

17,199 (d)

  

(6)

Shared Voting Power

-0-

  
 

(7)

Sole Dispositive Power


17,199 (d)

(8)

Shared Dispositive Power


-0-

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

17,199 (d)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

0.0% (b)

(12)

Type Of Reporting Person

OO


(d)   Alta Embarcadero Partners III, LLC (“AEPIII”) has sole voting and dispositive control over 17,199 shares of Common Stock, except that Nohra and Janney, manager of AEPIII, may be deemed to share the right to direct the voting and dispositive control over such stock.  



 



CUSIP No. 03460L100

 

Page 5 of 17 pages




(1) Names of Reporting Persons.  

Alta Partners VIII, L.P.

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

Delaware

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

6,172,840 (e)

  

(6)

Shared Voting Power

-0-

  
 

(7)

Sole Dispositive Power


6,172,840 (e)

(8)

Shared Dispositive Power


-0-

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

6,172,840 (e)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

15.3% (b)

(12)

Type Of Reporting Person

PN


(e)   Alta Partners VIII, L.P. (“APVIII”) has sole voting and dispositive control over 6,172,840 shares of Common Stock, except that Alta Partners Management VIII, LLC (“APMVIII”), the general partner of APVIII,  Janney, and Nohra and Farah Champsi (“Champsi”), the managing directors of APMVIII, may be deemed to share the right to direct the voting and dispositive control over such stock.  



 



CUSIP No. 03460L100

 

Page 6 of 17 pages




(1) Names of Reporting Persons.  

Alta Partners Management VIII, LLC

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

Delaware

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

-0-

  

(6)

Shared Voting Power

6,172,840 (f)

  
 

(7)

Sole Dispositive Power


-0-

(8)

Shared Dispositive Power


6,172,840 (f

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

6,172,840 (f)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

15.3% (b)

(12)

Type Of Reporting Person

OO


(f) APMVIII shares voting and dispositive control over the 6,172,840 shares of Common Stock beneficially owned by APVIII.  



 



CUSIP No. 03460L100

 

Page 7 of 17 pages




(1) Names of Reporting Persons.  

Guy Nohra

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

United States

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

-0-

  

(6)

Shared Voting Power

6,696,645 (g)

  
 

(7)

Sole Dispositive Power


-0-

(8)

Shared Dispositive Power


6,696,645 (g)

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

6,696,645 (g)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

16.6% (b)

(12)

Type Of Reporting Person

IN


(g) Nohra shares voting and dispositive control over the 506,606 shares of Common Stock beneficially owned by ACPIII, the 17,199 shares of Common Stock beneficially owned by AEPIII and the 6,172,840 shares of Common Stock beneficially owned by APVIII.  



 



CUSIP No. 03460L100

 

Page 8 of 17 pages




(1) Names of Reporting Persons.  

Daniel Janney

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

United States

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

-0-

  

(6)

Shared Voting Power

6,696,645 (h)

  
 

(7)

Sole Dispositive Power


-0-

(8)

Shared Dispositive Power


6,696,645 (h)

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

6,696,645 (h)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

16.6% (b)

(12)

Type Of Reporting Person

IN


(h) Janney shares voting and dispositive control over the 506,606 shares of Common Stock beneficially owned by ACPIII, the 17,199 shares of Common Stock beneficially owned by AEPIII and the 6,172,840 shares of Common Stock beneficially owned by APVIII.  



 



CUSIP No. 03460L100

 

Page 9 of 17 pages




(1) Names of Reporting Persons.  

Farah Champsi

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

United States

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

-0-

  

(6)

Shared Voting Power

6,172,840 (i)

  
 

(7)

Sole Dispositive Power


-0-

(8)

Shared Dispositive Power


6,172,840 (i)

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

6,172,840 (i)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

15.3% (b)

(12)

Type Of Reporting Person

IN


 (i) Champsi shares voting and dispositive control over the 6,172,840 shares of Common Stock beneficially owned by APVIII.  



 



CUSIP No. 03460L100

 

Page 10 of 17 pages



Item 1.

(a)

Name of Issuer: Anesiva, Inc. (“Issuer”)

(b)

Address of Issuer’s Principal Executive Offices:


650 Gateway Blvd.

South San Francisco, CA 94080

Item 2.

(a)

Name of Person Filing:


Alta California Partners III, L.P. (“ACPIII”)

Alta California Management Partners III, LLC (“ACMPIII”)

Alta Embarcadero Partners III, LLC (“AEPIII”)

Alta Partners VIII, L.P. (“APVIII”)

Alta Partners Management VIII. LLC (“APMVIII”)

Guy Nohra (“GN”)

Daniel Janney (“DJ”)

Farah Champsi (“FC”)

(b)

Address of Principal Business Office:


One Embarcadero Center, Suite 3700

San Francisco, CA  94111

(c)

Citizenship/Place of Organization:


 

Entities:

ACPIII

-

Delaware

  

ACMPIII

-

Delaware

  

AEPIII

-

California

  

APMVIII

-

Delaware

  

APVIII

-

Delaware

     
     
 

Individuals:

DJ

 

United States

  

GN

 

United States

  

FC

 

United States


(d)

Title of Class of Securities:

Common Stock

(e)

CUSIP Number:  03460L100

Item 3.

Not applicable.



 



CUSIP No. 03460L100

 

Page 11 of 17 pages



Item 4

Ownership.

Please see Attachment A


  

ACPIII

ACMPIII

AEPIII

AMPVIII

APVIII

(a)

Beneficial Ownership

506,606

506,606

17,199

6,172,840

6,172,840

(b)

Percentage of Class

1.25%

1.25%

0.04%

15.29%

15.29%

(c)

Sole Voting Power

506,606

-0-

17,199

-0-

6,172,840

 

Shared Voting Power

-0-

506,606

-0-

6,172,840

-0-

 

Sole Dispositive Power

506,606

-0-

17,199

-0-

6,172,840

 

Shared Dispositive Power

-0-

506,606

-0-

6,172,840

-0-

  

DJ

GN

FC

(a)

Beneficial Ownership

6,696,645

6,696,645

6,172,840

(b)

Percentage of Class

16.58%

16.58%

15.29%

(c)

Sole Voting Power

-0-

-0-

-0-

 

Shared Voting Power

6,696,645

6,696,645

6,172,840

 

Sole Dispositive Power

-0-

-0-

-0-

 

Shared Dispositive Power

6,696,645

6,696,645

6,172,840


Item 5.

Ownership of Five Percent or Less of a Class

Not applicable

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.



 



CUSIP No. 03460L100

 

Page 12 of 17 pages




Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

Item 8.

Identification and Classification of Members of the Group

No reporting person is a member of a group as defined in Section 240.13d-1(b)(1)(ii)(J) of the Act.

Item 9.

Notice of Dissolution of Group

Not applicable.

Item 10.

Certification

Not applicable.

EXHIBITS

A:

Joint Filing Statement



 



CUSIP No. 03460L100

 

Page 13 of 17 pages



SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.  


Date:

February 5, 2008

Alta California Partners III, L.P.


By:  Alta California Management Partners III, LLC



By:                     /s/ Daniel Janney            

            Daniel Janney, Managing Director



Alta California Management Partners III, LLC

Alta Embarcadero Partners III, LLC




By:        /s/ Daniel Janney                          

By:        /s/ Daniel Janney           

Daniel Janney, Managing Director

Daniel Janney, Manager




 



CUSIP No. 03460L100

 

Page 14 of 17 pages




SIGNATURE


After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.  


Date:

February 5,  2008

Alta Partners VIII, L.P.


By:  Alta Partners Management VIII, LLC



By:                    /s/ Daniel Janney              

             Daniel Janney, Managing Director



Alta Partners Management VIII, LLC




By:       /s/ Daniel Janney                           

Daniel Janney, Managing Director





             /s/ Daniel Janney                           

Daniel Janney



            /s/ Guy Nohra                                 

               Guy Nohra



             /s/ Farah Champsi                         

                Farah Champsi




 



CUSIP No. 03460L100

 

Page 15 of 17 pages




Exhibit A


Agreement of Joint Filing


We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of us.

Date:

February 5, 2008


Alta California Partners III, L.P.


By:  Alta California Management Partners III, LLC



By:                   /s/ Daniel Janney              

            Daniel Janney, Managing Director



Alta California Management Partners III, LLC

Alta Embarcadero Partners III, LLC




By:        /s/ Daniel Janney                                     

By:        /s/ Daniel Janney           

Daniel Janney, Managing Director

Daniel Janney, Manager




 



CUSIP No. 03460L100

 

Page 16 of 17 pages



Alta Partners VIII, L.P.

By:  Alta Partners Management VIII, LLC



By:                   /s/ Daniel Janney              

            Daniel Janney, Managing Director



Alta Partners Management VIII, LLC




By:        /s/ Daniel Janney                                     

Daniel Janney, Managing Director





             /s/ Daniel Janney                                     

Daniel Janney



            /s/ Guy Nohra                                            

Guy Nohra



             /s/ Farah Champsi                                    

Farah Champsi




 



CUSIP No. 03460L100

 

Page 17 of 17 pages




Attachment A


Alta California Partners III, L.P. beneficially owns 506,606 shares of Common Stock and exercises sole voting and dispositive control over such shares, except to the extent set forth below.


Alta Embarcadero Partners III, LLC beneficially owns 17,199 shares Common Stock and exercises sole voting and dispositive control over such shares, except to the extent set forth below.


Alta Partners VIII, L.P. beneficially owns 6,172,840 shares of Common Stock and exercises sole voting and dispositive control over such shares, except to the extent set forth below.

Alta California Management Partners III, LLC is the general partner of Alta California Partners III, L.P. and may be deemed to share the right to direct the voting and dispositive control over the shares held by such fund. Alta California Management Partners III, LLC disclaims beneficial ownership of all such shares, except to the extent of its pecuniary interest therein.


Alta Partners Management VIII, LLC is the general partner of Alta Partners VIII, L.P. and may be deemed to share the right to direct the voting and dispositive control over the shares held by such fund. Alta Partners Management VIII, LLC disclaims beneficial ownership of all such shares, except to the extent of its pecuniary interest therein.


Mr. Daniel Janney is a managing director of Alta California Management Partners III, LLC, and a manager of Alta Embarcadero Partners III, LLC. Mr. Janney may be deemed to share the right to direct the voting and dispositive control over the shares held by such funds. Mr. Janney disclaims beneficial ownership of all such shares, except to the extent of his pecuniary interest therein.  Mr. Janney is also a managing director of Alta Partners Management VIII, LLC and may be deemed to share the right to direct the voting and dispositive control over the shares held by such fund. Mr. Janney disclaims beneficial ownership of all such shares, except to the extent of his pecuniary interest therein.


Mr. Guy Nohra is a managing director of Alta California Management Partners III, LLC, and a manager of Alta Embarcadero Partners III, LLC. Mr. Nohra may be deemed to share the right to direct the voting and dispositive control over the shares held by such funds. Mr. Nohra disclaims beneficial ownership of all such shares, except to the extent of his pecuniary interest therein.  Mr. Nohra is also a managing director of Alta Partners Management VIII, LLC and may be deemed to share the right to direct the voting and dispositive control over the shares held by such fund. Mr. Nohra disclaims beneficial ownership of all such shares, except to the extent of his pecuniary interest therein.

Ms. Farah Champsi is a managing director of Alta Partners Management VIII, LLC and may be deemed to share the right to direct the voting and dispositive control over the shares held by such fund. Ms. Champsi disclaims beneficial ownership of all such shares, except to the extent of her pecuniary interest therein.

 



 


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